HOUSE BILL No. 4195

 

February 12, 2015, Introduced by Reps. Pscholka, Kelly, Price, McCready, Poleski, Webber, Heise, Graves, Canfield, Hooker, Forlini, Hughes, Pagel, Bizon, Goike, Brett Roberts, Iden, Outman, Jacobsen, Cole, Johnson, Chatfield, Victory, Garcia, Theis, Bumstead, Sheppard, Singh, Rendon, Cox, Leutheuser, Lauwers, Runestad, McBroom, Kivela, Dillon, Dianda, Zemke, Clemente, Hoadley, Aaron Miller, Pagan, Howrylak, Somerville, Maturen, Vaupel, Schor and Moss and referred to the Committee on Commerce and Trade.

 

     A bill to amend 2003 PA 296, entitled

 

"Michigan early stage venture investment act of 2003,"

 

by amending sections 15, 17, and 19 (MCL 125.2245, 125.2247, and

 

125.2249), section 15 as amended by 2005 PA 102 and sections 17 and

 

19 as amended by 2007 PA 173.

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     Sec. 15. (1) Except as otherwise provided in this act, in the

 

nonprofit corporation act, 1982 PA 162, MCL 450.2101 to 450.3192,

 

by law, or in its articles of incorporation, a Michigan early stage

 

venture investment corporation may do or delegate any act

 

consistent with this act and the purposes of the nonprofit

 

corporation, including, but not limited to, the following:

 

     (a) Enter into contracts and all necessary activities in the


 

regular course of business of the Michigan early stage venture

 

investment corporation.

 

     (b) Charge reasonable fees for the implementation of this act

 

and the ongoing operation of the Michigan early stage venture

 

investment corporation.

 

     (c) Perform acts or enter into financial or other transactions

 

necessary to carry out its powers and duties under this act.

 

     (d) Invest in venture capital funds through equity securities.

 

     (e) Employ fund managers and other persons it considers

 

necessary to implement this act.

 

     (2) The fund manager shall exercise the duties of a fiduciary

 

toward the corporation and shall discharge his or her duties with

 

the degree of diligence, care, and skill that an ordinarily prudent

 

person would exercise under the same or similar circumstances in a

 

like position.

 

     (3) The Except as otherwise provided in section 19(4), the

 

fund manager shall solicit investors pursuant to section 17.

 

     (4) The Michigan early stage venture investment corporation

 

shall require the fund manager to develop procedures to evaluate

 

types of business and industry for investment purposes and to set

 

priorities as to which businesses are most likely to meet the

 

desired outcomes of the investment plan established under section

 

19 and which businesses conduct activities that are consistent with

 

the purposes of this act and of the fund. This evaluation shall

 

include, but not be limited to, the location of the firm and the

 

direct and indirect impact of the business on the economic

 

development of this state.


 

     Sec. 17. (1) To Subject to subsection (9), to secure

 

investment in the fund, the Michigan early stage venture investment

 

corporation shall enter into agreements with investors.

 

     (2) Each agreement shall contain all of the following:

 

     (a) An established and agreed-upon investment amount and

 

repayment schedule.

 

     (b) A negotiated amount or negotiated return on qualified

 

investment by the investor over the term of the agreement.

 

     (c) A maximum amount of tax vouchers that the investor may use

 

to pay a liability under the single business tax act, former 1975

 

PA 228, MCL 208.1 to 208.145, the Michigan business tax act, 2007

 

PA 36, MCL 208.1101 to 208.1601, or under the income tax act of

 

1967, 1967 PA 281, MCL 206.1 to 206.532, 206.713, and the first

 

year in which that tax voucher may be used to pay a liability under

 

the single business tax act, former 1975 PA 228 , MCL 208.1 to

 

208.145, the Michigan business tax act, 2007 PA 36, MCL 208.1101 to

 

208.1601, or the income tax act of 1967, 1967 PA 281, MCL 206.1 to

 

206.532, 206.713, including any withholding tax imposed on the

 

investor under the income tax act of 1967, 1967 PA 281, MCL 206.1

 

to 206.532.206.713.

 

     (3) The Michigan early stage venture investment corporation

 

shall notify the department of treasury when agreements are entered

 

into under this section and send a copy of each agreement to the

 

department of treasury. After making the determination required

 

under section 23(2), the department of treasury shall issue an

 

approval letter to the investor that states that the investor is

 

entitled to a tax voucher that is equal to the difference between


 

the amount actually repaid and the amount set as the repayment due

 

in the agreement entered into by the investor and the Michigan

 

early stage venture investment corporation.

 

     (4) The fund shall repay any amounts due from proceeds from

 

the funds raised based on the agreements made under this section

 

and from the proceeds of investments made by the fund.

 

     (5) For tax years that begin after December 31, 2008,

 

investors that have tax voucher certificates issued pursuant to

 

section 23 may use the tax voucher to pay a liability owed by the

 

investor under the Michigan business tax act, 2007 PA 36, MCL

 

208.1101 to 208.1601, or the income tax act of 1967, 1967 PA 281,

 

MCL 206.1 to 206.532, 206.713, as provided in this act, up to an

 

amount equal to the difference between the amount actually repaid

 

and the amount set as the repayment due in the agreement entered

 

into by the taxpayer and the Michigan early stage venture

 

investment corporation. The Michigan early stage venture investment

 

corporation shall notify the department of treasury when tax

 

voucher certificates are issued under section 23(5).

 

     (6) Repayment of a debt under this section may be restricted

 

to specific funds or assets of the Michigan early stage venture

 

investment corporation.

 

     (7) The Michigan early stage venture investment corporation

 

may purchase securities and may manage, transfer, or dispose of

 

those securities.

 

     (8) The Michigan early stage venture investment corporation

 

and its directors are not broker-dealers, agents, investment

 

advisors, or investment advisor representatives when carrying out


 

their duties and responsibilities under this act.

 

     (9) The Michigan early stage venture investment corporation

 

shall not enter into any new agreements with investors after

 

December 31, 2014.

 

     Sec. 19. (1) A Michigan early stage venture investment

 

corporation shall create a Michigan early stage venture investment

 

fund, which shall be a restricted fund.

 

     (2) The fund manager shall establish an investment plan

 

approved by the board for the investment of the money in the fund

 

using the following criteria:

 

     (a) Not more than 15% of the total capital and outstanding

 

commitments of the fund shall be invested in any single venture

 

capital company.

 

     (b) The fund manager with the approval of the board shall

 

undertake to invest the fund in such a way as to promote that at

 

least $2.00 will be invested in qualified businesses for every

 

$1.00 of principal for which tax vouchers may be used to pay a

 

liability under the single business tax act, former 1975 PA 228,

 

MCL 208.1 to 208.145, the Michigan business tax act, 2007 PA 36,

 

MCL 208.1101 to 208.1601, or the income tax act of 1967, 1967 PA

 

281, MCL 206.1 to 206.532.206.713.

 

     (c) That investments facilitate the transfer of technologies

 

from the state's various universities and research institutions.

 

     (d) Any other professional portfolio management criteria that

 

the fund manager and board consider appropriate.

 

     (e) Priorities for investment in venture capital may be based

 

on an evaluation, which shall consider the following criteria:


 

     (i) The retention of those businesses that would be likely to

 

leave this state absent the investment.

 

     (ii) The revitalization and diversification of the economic

 

base of this state.

 

     (iii) Generating and retaining jobs and investment in this

 

state.

 

     (3) Consistent with the plan established under subsection (2),

 

the fund manager shall select venture capital companies from among

 

those venture capital companies that apply for money from the fund

 

considering the following criteria:

 

     (a) The venture capital company's probability of success in

 

generating above-average returns through investing in qualified

 

businesses.

 

     (b) The venture capital company's probability of success in

 

soliciting investments. The level of investment from the fund

 

committed to each venture capital company shall not be more than

 

25% of the venture capital company's total capital under

 

management.

 

     (c) The venture capital company's probability of success as it

 

relates to the investment plan criteria under subsection (2)(b).

 

     (d) The venture capital company has a significant presence in

 

this state as determined by the Michigan early stage venture

 

investment corporation.

 

     (e) The venture capital company will undertake to invest in

 

qualified businesses, as determined at the point of initial

 

investment, a percentage of invested capital equal to or greater

 

than the percentage of invested capital that the venture capital


 

company received from the fund.

 

     (f) The venture capital company's consideration of minority

 

owned businesses in its investment activities.

 

     (4) A Michigan early stage venture investment corporation

 

shall not create a Michigan early stage venture investment fund or

 

make any new investments in a venture capital company or a

 

qualified business after December 31, 2014.